Reporting Agent Training & Examination

Reporting Agent Training & Examination

This course is intended for Reporting Agents who are employed by a SIX Swiss Exchange AG Participant or a Reporting Member, who want to prepare for the Reporting Agent Examination.

How do you best prepare?

Training sessions are held at SIX premises.

It is also possible to prepare for the exam by self-studying using the extensive self-study documents. A self-test is available online.

Reporting Agent Training

Details
Target Audiance Reporting Agents who are employed by a SIX Swiss Exchange AG Participant or a by Reporting Member.
Duration 1/2 day
Cost CHF 300 per person, including training materials
Location SIX premises in Zurich
Language German and English

Please note that cancellations or postponements must be submitted in writing to Member Education at least one week prior to the training date, otherwise no reimbursement of the fee can be guaranteed.

Reporting Agent Module

  • Regulatory Basis
  • Issuer Regulations
  • Regulations for Participants and Reporting Agents
  • Surveillance & Enforcement
  • Sanctions 

Training Registration

Date Time Course Language Location Booked / Available Cost
18 Jun 2019 09:00 - 11:30 German Zurich 2 / 12 CHF 300 Register

Test your knowledge - Self-study Test

The following self-study test helps you to test your level of know-how.

As in the exam they are based on multiple-choice questions.

Reportig Agent Examination

Details
Target Audiance Reporting Agents who are employed by a SIX Swiss Exchange AG Participant or a by Reporting Member.
Duration 1 hour
Cost CHF 200 per person 
Language German and English

Procedure

The exam is conducted:

  • online at the Participant's premises under the supervision of the responsible Compliance Officer
  • for Reporting Members and others at SIX premises

You will receive all information as soon as you have registered.

Exam structure

  • Multiple-choice exam
  • 25 questions for Reporting Agent examination
  • The result is shown online at the end of the exam
  • Pass mark: 70%

Registration for Reporting Agent Examination

FAQ

Any questions?

For questions, please contact Member Education.