Registration as a Reporting Agent

The "Reporting Agent" role is enabling middle- and back office employees of trading participants to submit on exchange - off order book trade reports to the exchange.

The requirements for registering a Reporting Agent are laid down in the Rule Book[pdf] and Directive 1: Admission of participants[pdf].

Reporting Agents need to prove the expertise required for trade reporting by means of a reporting examination.

Participants interested in registering Reporting Agents, are kindly requested to submit the following completed and signed forms to Member Services ( / +41 58 399 2473):

• Reporting Agent Registration and Modification[pdf]
• Reporting Agent Declaration of Personal Reliability[pdf]

The participant must notify SIX Swiss Exchange of all status changes of reporting agents via the form
"Reporting Agent Registration and Modification[pdf]".

• Registration / deregistration of a reporting agent
• Other changes, e.g. name- or address changes