How do you best prepare?
Training sessions are held at SIX premises.
It is also possible to prepare for the exam by self-studying using the extensive self-study documents. A self-test is available online.
Self-study documents
Which documents do you need to prepare for your course or exam?
Module Reporting Agent
- SIX Swiss Exchange AG, Module Reporting Agent
- Financial Market Infrastructure Act, FMIA *
- Financial Market Infrastructure Ordinance, FMIO *
- Federal Act on Financial Institutions (Financial Institutions Act, FinIA)*
- Ordinance on Financial Institutions (Financial Institutions Ordinance, FinIO)*
- FINMA Financial Market Infrastructure Ordinance, FMIO-FINMA *
- 2018/02 FINMA Circular "Duty to report securities transactions" *
- Reporting Office Rules *
* These documents are at your disposal electronically during the exam.
Reporting Agent Training
| Details | |
|---|---|
| Target Audiance | Reporting Agents who are employed by a SIX Swiss Exchange AG Participant or a by Reporting Member. |
| Duration | 1/2 day |
| Cost |
CHF 300 per person, including training materials |
| Location | SIX premises in Zurich |
| Language | German and English |
Please note that cancellations or postponements must be submitted in writing to Member Education at least one week prior to the training date, otherwise no reimbursement of the fee can be guaranteed.
Reporting Agent Module
- Regulatory Basis
- Issuer Regulations
- Regulations for Participants and Reporting Agents
- Surveillance & Enforcement
- Sanctions
Training Registration
| Date | Heure | Course Language | Site | Booked / Available | Cost |
|---|
Test your knowledge - Self-study Test
The following self-study test helps you to test your level of know-how.
As in the exam they are based on multiple-choice questions.
Reportig Agent Examination
| Details | |
|---|---|
| Target Audiance | Reporting Agents who are employed by a SIX Swiss Exchange AG Participant or a by Reporting Member. |
| Duration | 1 hour |
| Cost |
CHF 200 per person |
| Language | German and English |
Procedure
The exam is conducted:
- online at the Participant's premises under the supervision of the responsible Compliance Officer
- for Reporting Members and others at SIX premises
You will receive all information as soon as you have registered.
Exam structure
- Multiple-choice exam
- 25 questions for Reporting Agent examination
- The result is shown online at the end of the exam
- Pass mark: 70%
Registration for Reporting Agent Examination
FAQ
Any questions?
For questions, please contact Member Education.