Reporting Agent Training & Examination

Reporting Agent Training & Examination

Acquire the Necessary Knowledge to Act as a Reporting Agent on the Swiss Stock Exchange

The Basics for Reporting Stock Exchange Transactions.

This training and examination is aimed at Reporting Agents who are employed by a Participant or a Reporting Member of the Swiss Stock Exchange and wish to prepare for the Reporting Agent Examination.

How You Will Benefit

Reporting Agent Licence

The Reporting Agent Examination ensures that Reporting Agents dispose of the required knowledge for reporting stock exchange transactions.

Expertise

Benefit from the real world insights and practical expertise of our trainers.

Stability

Ensure a smooth reporting process.

How Do You Best Prepare?

After careful study of the preparation documents, you will be well prepared to make optimal use of the subsequent training to clear up any ambiguities or uncertainties. During the training, we will go through the materials together. It is recommended to take the self-test before the exam, as it will give you a feel for what you can expect.

The training courses take place at the SIX premises.

It is also possible to prepare for the exam in self-study with the help of the extensive preparation material. A self-test is available online.

 

Reporting Agent Training

Details
Target Audience Reporting Agents who are employed by a SIX Swiss Exchange AG Participant or by a Reporting Member.
Duration 1/2 day
Cost CHF 300 per person, including training materials
Location SIX premises in Zurich
Language German and English

Please note that cancellations or postponements must be submitted in writing to Member Education at least one week prior to the training date, otherwise no reimbursement of the fee can be guaranteed.

Reporting Agent Module

  • Regulatory Basis
  • Issuer Regulations
  • Regulations for Participants and Reporting Agents
  • Surveillance & Enforcement
  • Sanctions 

Registration Reporting Agent Training

Date Heure Course Language Site Booked / Available Cost

Test Your Knowledge - Self-Study Test

The following self-study test helps you to test your level of know-how.

As in the exam they are based on multiple-choice questions.

Reporting Agent Examination

Details
Target Audience Reporting Agents who are employed by a SIX Swiss Exchange AG Participant or by a Reporting Member.
Duration 1 hour
Cost CHF 200 per person 
Language German and English

Procedure

The exam is conducted:

  • online at the Participant's premises under the supervision of the responsible Compliance Officer
  • for Reporting Members and others at SIX premises

You will receive all information as soon as you have registered.

Exam structure

  • Multiple-choice exam
  • 25 questions for Reporting Agent examination
  • The result is shown online at the end of the exam
  • Pass mark: 70%

Registration Reporting Agent Examination

FAQ