Stay Compliant and Increase Efficiency
Regulatory Hub is an innovative, evolving regulatory platform that helps financial firms lighten the growing infrastructure burden. Investor protection rules such as MiFID II and PRIIP create new responsibilities that mean, for the first time, firms must manage multilateral information flows across both the buy- and sell-side.
Regulatory Hub creates a financial community so that firms can connect with their peers for a more strategic and standardized approach to compliance, freeing them to focus on their core business.
How You Will Benefit
Value for Manufacturers
Implementing an industry standard for reaching distributors with data and documents
Value for Distributors
Up-to-date regulatory data, documents and information for integrated compliance
Value for the Marketplace
On-demand access for reduced regulatory complexity and workload
Regulatory Compliance Made Easy – For Manufacturers and Distributors
The SIX Regulatory Hub enables sell-side businesses to upload data and documents for free, and benefit from a centralized distribution platform for the whole industry. Simple and easy onboarding and uploading eliminates the need for custom interfaces and processes.
With a variety of predefined rule sets, the platform allows the business to execute on multiple up-to-date regulatory standards, and to both generate and distribute compliant presales documents (PRIIP-KIDs) on demand from standardized and approved templates. This ensures full compliance with EU regulations, using plain-language terminology from reputable partner law firms of SIX, with content that is always up to date.
Via the Regulatory Hub, distributors only need one source to access data, regulatory and pre-sales documents – from PRIIP KIDs through to marketing factsheets – from multiple product manufacturers. Everything is consistent with the latest regulatory standards and conveniently located in one place.
Capable of seamless integration into your core system, or easily accessible from a web-interface, the hub saves considerable time and cost, making it far easier to retrieve documents. Automated audit trails and 10-year archiving ensure compliance and speedier audits.