Financial Services Act (FinSA)

Financial Services Act (FinSA)

Streamline Your Advisory Process for FinSA Compliance

Make Your Investor Protection Processes Compliant in Switzerland

FinSA is the Swiss counterpart of the European MiFID II Investor Protection and PRIIPs. The Swiss Financial Services Act (FinSA) regulates how financial service providers must protect investors to ensure compliance. SIX offers a comprehensive solution that simplifies FinSA compliance, providing access to accurate financial data and essential regulatory documents to align both products and clients’ profiles seamlessly.

Our service is tailored to meet the specific needs of your business. Whether you require a full-service package or individual modules, we foster an efficient and compliant process that adapts to your regulatory requirements.

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Explore our comprehensive service designed to help you comply with FinSA and other financial regulations in a simple and efficient way. Connect with our experts today. 

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Benefits

FinSA Solution: Simplifying Compliance, Maximizing Confidence

Flexible

Choose between our full-service package or individual modules to suit your business needs.

Streamlined Investment Processes

Gain access to complete and reliable data to assess product suitability according to FinSA criteria.

Customized Solutions

We tailor our services to ensure full regulatory compliance, adapted to your specific requirements.

About This Product

Simplify Compliance with Swiss Investor Protection Regulations:

Streamlined Suitability and Appropriateness Testing

Ensure compliance with the FinSA Code of Conduct effortlessly. SIX provides comprehensive data at the instrument level to help you assess product suitability while meeting regulatory requirements for client disclosures.

With a high-performance interface, you can efficiently process data, conduct suitability assessments, and stay updated on regulatory developments with ongoing monitoring.

Professional evaluating financial data on a laptop, representing the streamlined suitability testing for compliance with the Swiss FinSA Code of Conduct.
Professional analyzing financial data on a screen, representing the use of comprehensive product suitability data and Best Trading Venue (BTV) compliance for FinSA investor protection.

Supporting Your Regulatory Journey with Specific FinSA Investor Protection Features

 

  • Comprehensive Product Data: Access detailed instrument-level insights, including Product Risk Indicator (PRI) based on PRIIPs methodology and the proprietary Product Risk Classification (PRC).

  • Simplified Suitability & Appropriateness Testing: Conduct required assessments within your advisory process using regulatory-equivalent datasets, such as MiFID II Investor Protection.

  • Regulatory Compliance & Client Disclosures: Ensure compliance with FinSA’s transparency obligations by making FinSA KIDs or equivalent PRIIPs KIDs available.

Flexible Solutions: Full Package or Modular Approach

Customize your compliance strategy with SIX:

  • Holistic Approach: Opt for a complete, end-to-end solution that covers regulatory data, documentation, and processes, streamlining your entire compliance journey with a single trusted provider.

  • Modular Approach: Choose exactly the components you need to precisely address specific regulatory requirements, scale as needed, and integrate seamlessly with your existing infrastructure.

Infographic showing the flexible modular approach for FinSA compliance, with options for full-service or tailored solutions, including regulatory data, documentation, and product risk indicators.

Access the Detailed Factsheet

Download the Financial Services Act Factsheet for a more detailed overview of how our solution supports regulatory compliance.

Download the Factsheet
Aerial view of a dam, symbolizing the two sides of the CSDR coin: data quality for cash penalty calculation and reconciliation for settlement reporting, highlighted in the "Two Sides of the CSDR Coin" webinar.

Financial Services Act (FinSA) : Your Questions Answered

How to Access SIX Financial Services Act (FinSA) Data

  • Do You Have Any Questions about FinSA Compliance?

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