Investor Protection Services

Investor Protection Services

Supporting Advisory Excellence, While Fostering Compliance

Navigate Regulatory Challenges with Confidence

At SIX, we understand the complexities financial institutions face in ensuring both regulatory and robust investor protection compliance for their clients. Our Investor Protection Services provide cutting-edge tools and tailored solutions to ensure compliance while minimizing risks.

Explore how our specialized products, such as PRIIPs KID Service, MiFID II Data Solutions, and Product Risk Indicator among others help you navigate regulatory challenges while building trust with your clients.

 

Leverage Our Expertise in Investor Protection Regulations

Explore the SIX Regulatory Navigator Guide for an in-depth look at best practices and strategic approaches to safeguarding investors. Learn from our experts and ensure your business is prepared for any regulatory challenge.

Cover of the "Regulatory Navigator" PDF, featuring a dynamic design with colorful data visualizations, highlighting the Fourth Edition of the SIX handbook for navigating regulatory compliance.
  • Do You Have Any Questions about Investor Protection?

    Contact our specialists to discover how our services can help you meet regulatory requirements and support your clients’ success.

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