SIX Regulatory Reporting Services

Under the Financial Market Infrastructure Act (FMIA/FinfraG), all entities domiciled in Switzerland must report derivative transactions to an authorized repository. SIX operates the only FINMA‑approved Swiss trade repository, ensuring:

· Full data storage and processing exclusively in Switzerland

· Full compliance with Swiss regulatory and data‑protection standards

· Secure handling of OTC and exchange‑traded derivatives reportable under FMIA

Our platform offers a user‑friendly interface enriched with Swiss‑specific workflows and end‑to‑end support. FMIA distinguishes four counterparty classes (FC+/–, NFC+/–), each with specific reporting duties. Delegated reporting is permitted, but data must always be reported according to FMIA requirements, even if the delegate already reports under EMIR.

We also assist clients in obtaining their Legal Entity Identifier (LEI), required under FMIA, EMIR and MiFID/MiFIR.

Our regulatory ecosystem is completed with a broad suite of technology, reporting and managed‑service solutions covering compliance, transparency, and operational excellence across the trading lifecycle.

MiFID II / MiFIR Reporting Services

SIX supports investment firms and banks across the EU in meeting their MiFID II/MiFIR transparency and transaction reporting requirements through:

· ARM – Approved Reporting Mechanism
Efficient transaction reporting directly to National Competent Authorities.

· ATR – Assisted Transaction Reporting
A last‑mile solution allowing EEA clients to submit reports independently to their NCA.

· APA – Approved Publication Arrangement
Compliance with post‑trade transparency via the publication of OTC transactions.

· Systematic Internaliser (SI) Publication
Real‑time quote publication for firms classified as SIs.