Table of Contents
The Basics for Reporting Stock Exchange Transactions.
This training and examination is aimed at Reporting Agents who are employed by a Participant or a Reporting Member of the Swiss Stock Exchange and wish to prepare for the Reporting Agent Examination.
How You Will Benefit
Reporting Agent Licence
The Reporting Agent Examination ensures that Reporting Agents dispose of the required knowledge for reporting stock exchange transactions.
Benefit from the real world insights and practical expertise of our trainers.
Ensure a smooth reporting process.
How Do You Best Prepare?
After careful study of the preparation documents, you will be well prepared to make optimal use of the subsequent training to clear up any ambiguities or uncertainties. During the training, we will go through the materials together. It is recommended to take the self-test before the exam, as it will give you a feel for what you can expect.
The training courses take place at the SIX premises.
It is also possible to prepare for the exam in self-study with the help of the extensive preparation material. A self-test is available online.
Which documents do you need to prepare for your course or exam?
Reporting Agent Training
Reporting Agent Module
- Regulatory Basis
- Issuer Regulations
- Regulations for Participants and Reporting Agents
- Surveillance & Enforcement
Registration Reporting Agent Training
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Reporting Agent Examination
The exam is conducted:
- online at the Participant's premises under the supervision of the responsible Compliance Officer
- for Reporting Members and others at SIX premises
You will receive all information as soon as you have registered.
- Multiple-choice exam
- 25 questions for Reporting Agent examination
- The result is shown online at the end of the exam
- Pass mark: 70%