Compliance International

Compliance International

Learn the Most Important Principles of the Applicable Laws and Regulations in International Banking and How to Apply Them Efficiently in Practice

This course shows how legislation in the EU and the USA has influenced Swiss supervisory law, which important enactments have a direct impact (MiFID, EMIR) and what Switzerland's international cooperation in the area of mutual legal assistance and information exchange (AEOI, FATCA) looks like. In addition, we explain which rules of conduct have to be considered in the cross-border service business of Swiss banks (Crossborder Banking).

Compliance International
Target Audience Client Advisors, product specialists, asset managers, institutional investors, pension funds
Duration 1 Day
Timetable 08:30 - 17:30

CHF 900

Location Zurich at SIX's premises


Certification  SAQ re-certification,  Qualified independent wealth manager VSV
Course Details Factsheet

Course Dates

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